Client Service
Providing solutions to over 200 broker-dealers and RIAs throughout the U.S. and Canada.
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Committed to developing long-term correspondent relationships; with over 90 correspondents as clients for
more than 10 years, and of those, 50 correspondents that have been clients for more than 15 years
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Over 450 professionals to service your clearing needs, with an average of 10 years of financial services experience
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Increase your operating efficiency and the accuracy of your communications between your home office, branch offices
and reps with direct access to our back-office experts including:
- P&S
- Margins
- Trading
- Reorgs
- Dividends
- Mutual Funds
- ACATs and others
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Dedicated Relationship Managers are focused on providing solutions to meet your strategic growth initiatives while meeting your firm's day to day operational needs
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When you call Southwest Securities, you get a person to help you with your questions not an interactive voice
response (IVR) system
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Access to Southwest Securities’ fixed income, corporate finance and public finance departments, bank and insurance agency
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Referral fee programs in corporate finance, public finance and banking products and services provides you with additional
revenue opportunities while helping to further develop your client relationships
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Our senior management team is very involved in our correspondent relationships and is available to discuss strategic
growth initiatives, business solutions and industry related matters with your firm