About Us
Southwest Securities, Inc., a member of the SWS Group (NYSE:SWS), has provided clearing solutions to broker-dealers
and RIAs throughout the U.S. and Canada for over 35 years. Our top priority is to deliver to our correspondents the
products, services, and technology solutions that allow them to successfully meet their strategic growth initiatives.
We focus on consistently delivering an unparalleled level of service, powerful and flexible technology and a comprehensive
suite of products and services to over 200 correspondents and 2,500 registered representatives. Committed to developing
long-term correspondent relationships; we have over 90 correspondents who have been clients for more than 10 years, and
of those, 50 correspondents have been clients for more than 15 years.
At SWS Clearing Services, we understand that correspondents have unique business needs. That’s why we work with each
correspondent so they can effectively leverage all that we have to offer from our robust product offering in equities,
options, fixed income, mutual funds, stock loan, retirement, and RIA services to corporate and public finance products.
In addition, we are one of the few clearing firms running an in-house real-time back-office system. Our Microsoft® SQL
database provides comprehensive, integrated data management and analysis giving correspondents a competitive advantage
in managing mission-critical information, all in real-time.
We have an outstanding service organization with over 450 professionals to service your clearing needs. Our employees have
an average of 15 years of financial services experience. Service is one of our core strengths. We don’t promise excellent
service, we deliver excellent service. When you call Southwest Securities you won’t get an interactive voice response (IVR)
system, rather you will go direct to one of our operations experts.